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BANK OF MONTREAL /CAN/

CIK: 927971 Filed: December 4, 2025 40-F

Key Highlights

  • Completed a buyout of its UK pension plan in Q4 2024, transferring all obligations and assets to a third-party insurer without impacting pre-tax profit.
  • Pledged assets to support Federal Home Loan Bank activities decreased to $16,734 million from $21,235 million.
  • Holdings of National Housing Act Mortgage-Backed Securities (NHA MBS) increased to $6,690 million from $5,492 million.
  • Underwriting commitments significantly decreased to $1,664 million as of October 31, 2025, from $4,511 million in 2024.

Financial Analysis

BANK OF MONTREAL /CAN/ Annual Report - How They Did This Year

This year brought some notable changes and financial shifts for BMO. Here's a look at how they performed:

Financial Health & Operations:

  • Tax Impact: New global minimum tax rules came into play this fiscal year, which meant BMO's effective tax rate went up by about 0.55% (55 basis points) for the year ending October 31, 2025. This means a slightly larger portion of their earnings went towards taxes.
  • Interest Income from Securities: The money BMO earned from interest on certain securities decreased this year. It was $7,136 million for the year ended October 31, 2025, down from $7,826 million in 2024.
  • Required Reserves: BMO had to set aside more money as reserves with central banks and regulators. This amount increased to $108 million as of October 31, 2025, up from $80 million in 2024. This means more capital is tied up to meet regulatory requirements.
  • Pledged Assets: The amount of assets BMO had pledged to support Federal Home Loan Bank activities decreased to $16,734 million from $21,235 million last year. This could free up some capital.
  • Mortgage-Backed Securities: BMO's holdings of National Housing Act Mortgage-Backed Securities (NHA MBS), which are a type of mortgage-backed loan, increased to $6,690 million from $5,492 million in 2024.

Major Changes & Strategic Moves:

  • UK Pension Plan Buyout: BMO made a significant move in the fourth quarter of 2024 by completing a buyout of its UK pension plan. This means they transferred all their pension obligations and related assets to a third-party insurer. BMO no longer has any involvement or risk associated with this plan, which is a positive step in reducing future liabilities. Importantly, this transfer had no impact on their pre-tax profit.
  • Underwriting Commitments: The bank's "other commitments," which include underwriting commitments (promises to help companies raise money that haven't been fully accepted yet), saw a notable decrease. These commitments were $1,664 million as of October 31, 2025, significantly down from $4,511 million in 2024. This could suggest a more cautious approach to new business or fewer large deals in the pipeline.

Stock Performance Note:

  • When calculating diluted earnings per share, a large number of stock options (over 3.2 million in 2024, decreasing to about 477,000 in 2025) were not included because the bank's average share price was below the price at which these options could be exercised.

Key Takeaways:

  • BMO faced an increased effective tax rate and higher required reserves, while interest income from securities decreased.
  • The bank reduced its pledged assets and increased its holdings of mortgage-backed securities.
  • A significant strategic move was the buyout of its UK pension plan, reducing future liabilities without impacting pre-tax profit.
  • Underwriting commitments saw a notable decrease, potentially indicating a shift in new business activity.
  • A substantial number of stock options were not included in diluted EPS calculations as the average share price was below their exercise price.

Risk Factors

  • Effective tax rate increased by 0.55% due to new global minimum tax rules.
  • Required reserves with central banks and regulators increased to $108 million from $80 million, tying up more capital.
  • Interest income from securities decreased to $7,136 million from $7,826 million.
  • A large number of stock options were not included in diluted EPS calculations as the average share price was below their exercise price.

Why This Matters

The annual report highlights several critical shifts for BMO that investors should carefully consider. The completion of the UK pension plan buyout is a significant de-risking event, eliminating future liabilities and associated volatility, which enhances the bank's long-term financial stability. Concurrently, the decrease in pledged assets frees up capital that can be strategically redeployed for growth initiatives or returned to shareholders, while the increase in National Housing Act Mortgage-Backed Securities (NHA MBS) indicates a deliberate shift in asset allocation. These actions collectively underscore BMO's proactive approach to capital management and risk mitigation.

However, investors must also note the emerging operational headwinds. A higher effective tax rate and increased required reserves will directly impact profitability by reducing net earnings and tying up capital. Furthermore, the substantial drop in underwriting commitments could signal a more cautious approach to new business or a slowdown in deal flow, potentially affecting future revenue growth. Understanding management's strategy to navigate these challenges while leveraging the benefits of de-risking and capital optimization will be crucial for assessing BMO's future performance.

What Usually Happens Next

Following this comprehensive annual report, investors and analysts will meticulously dissect these results to understand their long-term implications for BMO's financial health and strategic direction. The market will be keen to see how the strategic shifts, particularly the pension buyout and changes in underwriting commitments, translate into future financial performance and BMO's competitive positioning. Expect updated analyst ratings and price targets based on this new information.

The immediate next step for investors is to closely monitor BMO's upcoming earnings calls, especially for the first quarter of fiscal year 2026. Management's commentary will provide crucial insights into the rationale behind these strategic moves, their outlook on future growth given the reduced underwriting commitments, and how they plan to manage the increased tax burden and reserve requirements. Any forward guidance on earnings, capital allocation, or strategic priorities will be highly scrutinized.

Investors should continue to monitor BMO's subsequent quarterly filings for ongoing trends. Key areas to watch include the sustained impact of the pension buyout on financial statements, how the freed-up capital from reduced pledged assets is utilized, the trajectory of underwriting commitments as an indicator of new business activity, and the bank's effective tax rate. These future reports will confirm whether the strategic adjustments are yielding the intended benefits and how BMO is adapting to the evolving regulatory and economic landscape.

Financial Metrics

Effective Tax Rate Increase 0.55%
Interest Income from Securities (2025) $7,136 million
Interest Income from Securities (2024) $7,826 million
Required Reserves (2025) $108 million
Required Reserves (2024) $80 million
Pledged Assets (2025) $16,734 million
Pledged Assets (2024) $21,235 million
N H A M B S (2025) $6,690 million
N H A M B S (2024) $5,492 million
Underwriting Commitments (2025) $1,664 million
Underwriting Commitments (2024) $4,511 million

Document Information

Analysis Processed

December 23, 2025 at 03:57 AM

Important Disclaimer

This AI-generated analysis is for informational purposes only and does not constitute financial or investment advice. Always consult with qualified professionals and conduct your own research before making investment decisions.